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Realm Specific IP: Protocol Specification - Part 2

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9.9. ASSIGN_RESPONSE_RSAP-IP
 
9.9.1. Description

The ASSIGN_RESPONSE_RSAP-IP message is used by an RSIP gateway to
deliver parameter assignments to an RSIP host. A host-wise unique
bind ID, lease time, and tunnel type must be provided for every
assignment.

9.9.2. Format

<ASSIGN_RESPONSE_RSAP-IP> ::= <Version>
      <Message Type>
<Overall Length>
<Client ID>
<Bind ID>
<Address (local)>
<Ports (local)>
<Address (remote)>
<Ports (remote)>
<Lease Time>
<Tunnel Type>
[Address (tunnel endpoint)]
[Message Counter]

9.9.3. Behavior

Regardless of local flow policy, a local address and port(s) MUST be
assigned to the host. If macro-flow based local policy is used, the
host is assigned an address and one or more ports. If micro-flow
based local policy is used, the host is assigned an address and
exactly one port.

If no remote flow policy is used, the RSIP gateway MUST use "don't
care" values for the remote address and ports parameters. If macro-
flow based remote policy is used, the remote address parameter MUST
contain the address specified in the associated request, and the
remote ports parameter must contain a "don't care" value. If micro-
flow based remote policy is used, the remote address and remote ports
parameters MUST contain the address and port information specified in
the associated request.

----------------------------------------------------------------[Page 26]

If the host detects an error or otherwise does not "understand" the
gateway's response, it SHOULD send a FREE_REQUEST with the bind ID
from the said ASSIGN_RESPONSE_RSAP-IP. This will serve to help
synchronize the states of the host and gateway.

The address of a tunnel endpoint that is not the RSIP gateway MAY be
specified. If this parameter is not specified, the RSIP gateway MUST
be assumed to be the tunnel endpoint.

9.10. EXTEND_REQUEST
 
9.10.1. Description
 
The EXTEND_REQUEST message is used to request a lease extension to a
current bind. It may be used with both RSA-IP and RSAP-IP. The host
MUST specify its client ID and the bind ID in question, and it MAY
suggest a lease time to the gateway.

9.10.2. Format

<EXTEND_REQUEST> ::= <Version>
        <Message Type>
<Overall Length>
<Client ID>
<Bind ID>
[Lease Time]
[Message Counter]

9.10.3. Behavior

The following message-specific error conditions exist:

- If the host is not registered with the gateway, the gateway
MUST respond with an ERROR_RESPONSE containing the
REGISTER_FIRST error.

- If the message contains an incorrect client ID, the gateway
MUST respond with an ERROR_RESPONSE containing the
BAD_CLIENT_ID error.

- If the message contains an incorrect bind ID, the gateway MUST
respond with an ERROR_RESPONSE containing the BAD_BIND_ID
error.

----------------------------------------------------------------[Page 27]

If the RSIP gateway grants an extension to the host's lease, it MUST
RESPOND with an appropriate EXTEND_RESPONSE message. If the lease is
not renewed, the RSIP gateway MAY let it implicitly expire by doing
nothing or make it explicitly expire by sending an appropriate
FREE_RESPONSE message.

9.11. EXTEND_RESPONSE
 
9.11.1. Description

The EXTEND_RESPONSE message is used by an RSIP gateway to grant a
requested lease extension. The gateway MUST specify the client ID of
the host, the bind ID in question, and the new assigned lease time.

9.11.2. Format

<EXTEND_RESPONSE> ::= <Version>
<Message Type>
<Overall Length>
<Client ID>
<Bind ID>
<Lease Time>
[Message Counter]

9.11.3. Behavior

The RSIP gateway will determine lease time as per its local policy.
  The returned time is to be interpreted as the number of seconds
before the lease expires, counting from the time at which the message
is sent/received.

9.12. FREE_REQUEST
 
9.12.1. Description

The FREE_REQUEST message is used by an RSIP host to free a binding.
The given bind ID identifies the bind to be freed. Resources may
only be freed using the granularity of a bind ID.

9.12.2. Format

<FREE_REQUEST> ::= <Version>
<Message Type>
<Overall Length>
<Client ID>
<Bind ID>
[Message Counter]

----------------------------------------------------------------[Page 28]

9.12.3. Behavior

The following message-specific error conditions exist:

- If the host is not registered with the gateway, the gateway
MUST respond with an ERROR_RESPONSE containing the
REGISTER_FIRST error.

- If the message contains an incorrect client ID, the gateway
MUST respond with an ERROR_RESPONSE containing the
BAD_CLIENT_ID error.

- If the message contains an incorrect bind ID, the gateway MUST
respond with an ERROR_RESPONSE containing the BAD_BIND_ID
error.

If a host receives an error in response to a FREE_REQUEST, this may
indicate that the host and gateway's states have become
unsynchronized. Therefore, the host SHOULD make an effort to
resynchronize, such as freeing resources then re-requesting them, or
de-registering then re-registering.

9.13. FREE_RESPONSE
 
9.13.1. Description
 
The FREE_RESPONSE message is used by an RSIP gateway to acknowledge a
FREE_REQUEST sent by an RSIP host, and to asynchronously deallocate
resources granted to an RSIP host.

9.13.2. Format

<FREE_RESPONSE> ::= <Version>
<Message Type>
<Overall Length>
<Client ID>
<Bind ID>
[Message Counter]

9.13.3. Behavior

An RSIP host must always be ready to accept a FREE_RESPONSE, even if
its lease on the specified bind ID is not yet expired.

----------------------------------------------------------------[Page 29]

9.14. QUERY_REQUEST
 
9.14.1. Description

A QUERY_REQUEST message is used by an RSIP host to ask an RSIP
gateway whether or not a particular address or network is local or
remote. The host uses this information to determine whether to
contact the host(s) directly (in the local case), or via RSIP (in the
remote case).

This message defines an indicator parameter with a 1-byte value field
and 2 defined values:

- 1 address
- 2 network

9.14.2. Format

<QUERY_REQUEST> ::= <Version>
<Message Type>
<Overall Length>
<Client ID>
[Message Counter]
[Address Tuple]...
[Network Tuple]...
where

<Address Tuple> ::= <Indicator (address)>
<Address>

<Network Tuple> ::= <Indicator (network)>
<Address (network)>
<Address (netmask)>

9.14.3. Behavior

One or more address or network tuples may be specified. Each tuple
encodes a request regarding the locality (local or remote) of the
encoded address or network. If no tuple is specified, the RSIP
gateway should interpret the message as a request for all tuples that
it is willing to provide. Note that the FQDN form of the address
parameter cannot be used to specify the address of a network, and
only the netmask form of the address parameter can be used to specify
the netmask of a network.

If an RSIP gateway cannot determine whether a queried host or network
is local or remote, it SHOULD transmit a QUERY_RESPONSE with no
response specified for the said host or network.

----------------------------------------------------------------[Page 30]

The following message-specific error conditions exist:

- If the host is not registered with the gateway, the gateway
MUST respond with an ERROR_RESPONSE containing the
REGISTER_FIRST error.

- If the message contains an incorrect client ID, the gateway
MUST respond with an ERROR_RESPONSE containing the
BAD_CLIENT_ID error.

9.15. QUERY_RESPONSE
 
9.15.1. Description

A QUERY_RESPONSE message is used by an RSIP gateway to answer a
QUERY_REQUEST from an RSIP host.

This message defines an indicator parameter with a 1-byte value field
and 4 defined values:

- 1 local address
- 2 local network
- 3 remote address
- 4 remote network

9.15.2. Format

<QUERY_RESPONSE> ::= <Version>
<Message Type>
<Overall Length>
<Client ID>
[Message Counter]
[Local Address Tuple]...
[Local Network Tuple]...
[Remote Address Tuple]...
[Remote Network Tuple]...

where

<Local Address Tuple> ::= <Indicator (local address)>
<Address>

<Local Network Tuple> ::= <Indicator (local network)>
      <Address (network)>
<Address (netmask)>

<Remote Address Tuple> ::= <Indicator (remote address)>
<Address>

----------------------------------------------------------------[Page 31]

<Remote Network Tuple> ::= <Indicator (remote network)>
<Address (network)>
<Address (netmask)>

9.15.3. Behavior

An RSIP gateway has some leeway in how it responds to a
QUERY_REQUEST. It may just provide the information requested, if it
can provide such information. It may provide its complete list of
address and networks, in order to minimize the number of requests
that the host needs to perform in the future. How an RSIP gateway
responds may depend on network traffic considerations as well.

If an RSIP gateway sends a QUERY_RESPONSE that does not contain any
tuples, or a QUERY_RESPONSE that does not contain a tuple that
applies to an associated tuple in the associated QUERY_REQUEST, this
should be interpreted that the RSIP gateway does not know whether the
queried host or network is local or remote. Appropriate host
behavior upon receipt of such a message is to assume that the queried
host or network is remote.

Note that an RSIP gateway is not expected to maintain a complete list
of all remote hosts and networks. In fact, a typical RSIP gateway
will only maintain a list of the networks and hosts that it knows are
local (private with respect to the RSIP host).


9.16. LISTEN_REQUEST

9.16.1. Description

A LISTEN_REQUEST message is sent by an RSIP host that wants to
register a service on a particular address and port number. The host
must include its client ID, local address parameter and ports
parameters, and remote address and ports parameters. The client MAY
suggest a lease time and one or more tunnel types.

----------------------------------------------------------------[Page 32]

9.16.2. Format

<LISTEN_REQUEST> ::= <Version>
<Message Type>
<Overall Length>
<Client ID>
<Address (local)>
<Ports (local)>
<Address (remote)>
                   <Ports (remote)>
[Message Counter]
[Lease Time]
[Tunnel Type]...

9.16.3. Behavior

If the host wants to listen on a particular address or port, it may
specify these in the address and ports parameters. Otherwise it may
leave one or both of these parameters with "don't care" values.

If no remote flow policy is being used, the host MUST fill both the
remote address and ports parameters with "don't care" values. If
macro-flow based remote policy is used, the host MUST specify the
remote address, but MAY or MAY NOT specify the remote port(s). If
micro-flow based remote policy is used, the host MUST specify the
remote address and ports parameter.

Once a LISTEN_REQUEST has been granted, the RSIP gateway MUST forward
all packets destined to the address and port in question to the host,
even if the remote host address and port tuple has not been
previously contacted by the host.

 LISTEN_REQUEST is not necessary for RSA-IP.

The following message-specific error conditions exist:

- If the host is not registered with the gateway, the gateway
MUST respond with an ERROR_RESPONSE containing the
REGISTER_FIRST error.

- If the message contains an incorrect client ID, the gateway
MUST respond with an ERROR_RESPONSE containing the
BAD_CLIENT_ID error.

- If the local address parameter is a don't care value and the
RSIP gateway cannot allocate ANY addresses, the RSIP gateway
MUST respond with an ERROR_RESPONSE containing the
LOCAL_ADDR_UNAVAILABLE error.
----------------------------------------------------------------[Page 33]

- If the local address parameter is not a don't care value there
are five possible error conditions:

o If the RSIP gateway cannot allocate ANY addresses, it MUST
respond with an ERROR_RESPONSE containing the
LOCAL_ADDR_UNAVAILABLE error.

o If the RSIP gateway cannot allocate the requested address
because it is in use, the RSIP gateway MUST respond with an
ERROR_RESPONSE containing the LOCAL_ADDR_INUSE error.

o If the RSIP gateway cannot allocate the requested address
because it is not allowed by policy, the RSIP gateway MUST
respond with an ERROR_RESPONSE containing the
LOCAL_ADDR_UNALLOWED error.

o If the RSIP gateway cannot allocate the requested address /
port tuple because it is in use, the RSIP gateway MUST
respond with an ERROR_RESPONSE containing the
LOCAL_ADDRPORT_INUSE error.

o If the RSIP gateway cannot allocate the requested address /
         port tuple because it is not allowed by policy, the RSIP
gateway MUST respond with an ERROR_RESPONSE containing the
LOCAL_ADDRPORT_UNALLOWED error.

- If macro-flow based remote policy is used and the requested
    remote address is not allowed by the RSIP gateway's policy, the
RSIP gateway MUST respond with an ERROR_RESPONSE containing the
REMOTE_ADDR_UNALLOWED error.

- If micro-flow based remote policy is used and the requested
  remote address / port pair is not allowed by the RSIP gateway's
policy, the RSIP gateway MUST respond with an ERROR_RESPONSE
containing the REMOTE_ADDRPORT_UNALLOWED error.

- If an unsupported or unallowed tunnel type is specified, the
RSIP gateway MUST respond with an ERROR_RESPONSE containing the
BAD_TUNNEL_TYPE error.

- If the host has not specified local or remote address or port
information in enough detail, the RSIP gateway MUST respond
       with an ERROR_RESPONSE containing the FLOW_POLICY_VIOLATION
error.

----------------------------------------------------------------[Page 34]

9.17. LISTEN_RESPONSE
 
9.17.1. Description

A LISTEN_RESPONSE message is used by an RSIP gateway to respond to a
LISTEN_REQUEST message from an RSIP host. The RSIP gateway MUST
issue a bind ID, and specify the address and port which have been
granted to the host. The gateway must also specify a tunnel type and
lease time.

If no remote flow policy is being used, the gateway MUST fill both
the remote address and ports parameters with "don't care" values. If
macro-flow based remote policy is used, the gateway MUST specify the
remote address, but MAY or MAY NOT specify the remote port(s). If
micro-flow based remote policy is used, the gateway MUST specify the
remote address and ports parameter.

9.17.2. Format

<LISTEN_RESPONSE> ::= <Version>
<Message Type>
<Overall Length>
<Client ID>
<Bind ID>
<Address (local)>
<Ports (local)>
<Address (remote)>
<Ports (remote)>
                     <Tunnel Type>
<Lease Time>
[Address (tunnel endpoint)]
[Message Counter]


9.17.3. Behavior

If no remote flow policy is being used, the gateway MUST fill both
the remote address and ports parameters with "don't care" values. If
macro-flow based remote policy is used, the gateway MUST specify the
remote address, but MAY or MAY NOT specify the remote port(s). If
micro-flow based remote policy is used, the gateway MUST specify the
remote address and ports parameter.

The address of a tunnel endpoint that is not the RSIP gateway MAY be
specified. If this parameter is not specified, the RSIP gateway MUST
be assumed to be the tunnel endpoint.

----------------------------------------------------------------[Page 35]

10. Discussion
 
10.1. Use of Message Counters, Timeouts, and Retransmissions

Message counters are conceptually similar to sequence numbers. They
are necessary to facilitate reliability when UDP is the transport
protocol. Each UDP message is marked with a message counter. When
such a message is transmitted, the message is stored in a "last
message" buffer. For RSIP hosts, a timer is set to expire at the
appropriate timeout value.

General rules:

- When an RSIP host transmits a message with a message counter
value of n, the RSIP gateway's response will contain a message
counter value of n.

- An RSIP host will not increment its message counter value to
n+1 until it receives a message from the RSIP gateway with a
message counter value of n.

- An RSIP gateway begins all sessions with a message counter
value of 1.

- If the message counter value reaches the maximum possible 32-
bit value, it will wrap around to 1, not 0.

- If a message with a message counter value of n is transmitted
by an RSIP host, but a timer expires before a response to that
message is received, the copy of the message (from the "last
message" buffer) is retransmitted.

- When an RSIP gateway receives a duplicate copy of a message
with a message counter value of n, it transmits the contents of
its "last message" buffer.

- When the RSIP gateway transmits an asynchronous RSIP message
(an RSIP message for which there was no request by the RSIP
host), a message counter value of 0 MUST be used. Note that
only three RSIP messages can be transmitted asynchronously:
ERROR_RESPONSE, DE-REGISTER_RESPONSE, and FREE_RESPONSE. These
messages may also be transmitted in response to an RSIP host
request, so their message counter values MAY be non-zero.

- If a message counter is not present in a message from an RSIP
host, but is required, the RSIP gateway MUST respond with an
ERROR_RESPONSE containing the MESSAGE_COUNTER_REQUIRED error.

----------------------------------------------------------------[Page 36]

10.2. RSIP Host and Gateway Failure Scenarios

When either the RSIP host or gateway suffers from an unrecoverable
failure, such as a crash, all RSIP-related state will be lost. In
this section, we describe the sequence of events that will occur in
both host and gateway failures, and how the host and gateway re-
synchronize.

10.2.1. Host Failure

After a host failure, the host will reboot and be unaware of any RSIP
state held on its behalf at the gateway.

If the host does not immediately attempt to re-establish a session,
it may receive RSIP packets on the RSIP client application port that
it was using before it rebooted. If an RSIP client application is
not active on this port, these packets will be responded to with ICMP
port unreachable messages. If TCP is the transport protocol, it is
likely that the connection will be terminated with a TCP RST. If an
RSIP client is active on this port, it will not recognize the session
that these packets belong to, and it SHOULD silently ignore them.

The RSIP host may also receive packets from a remote host with which
it was communicating before it rebooted. These packets will be
destined to the RSIP tunnel interface, which should not exist. Thus
they SHOULD be silently discarded by the RSIP host's stack, or the
RSIP host will transmit appropriate ICMP messages to the tunnel
endpoint (e.g., the RSIP gateway). The behavior of the system with
respect to sessions that were active before the reboot should be
similar to that of a publically addressable non-RSIP host that
reboots.

Upon rebooting, an RSIP host may attempt to establish a new RSIP
session with the RSIP gateway. Upon receiving the REGISTER_REQUEST
message, the RSIP gateway will be able to determine that, as far as
it is concerned, the RSIP host is already registered. Thus, it will
transmit an ERROR_RESPONSE with the ALREADY_REGISTERED message. Upon
receipt of this message, the RSIP host will know the client ID of its
old registration, and SHOULD immediately transmit a DE-
REGISTER_REQUEST using this client ID. After this is accomplished,
the states of the RSIP host and gateway have been synchronized, and a
new RSIP session may be established.

If the RSIP host does not de-register itself from the RSIP gateway,
it will eventually receive a DE-REGISTER_RESPONSE from the gateway,
when the gateway times out the host's session. Since the DE-
REGISTER_RESPONSE will refer to a client ID that has no meaning to

----------------------------------------------------------------[Page 37]

the host, the host SHOULD silently ignore such a message. At this
point, the states of the RSIP host and gateway have been
synchronized, and a new RSIP session may be established.

10.2.2. Gateway Failure

After a gateway failure, the gateway will reboot and be unaware of
any RSIP state held by an RSIP host.

Since the gateway will not attempt to contact any of its RSIP hosts,
a problem will first be detected when either an RSIP host sends an
RSIP message to the gateway, an RSIP host sends tunneled data to the
gateway, or data from a remote host intended for an RSIP host
arrives.

In the first case, the RSIP gateway SHOULD immediately response to
all messages (except for a REGISTER_REQUEST) with an ERROR_RESPONSE
with a REGISTER_FIRST error. Upon receipt of such a message, an RSIP
host MUST interpret the message as an indication of a loss of
synchronization between itself and the RSIP gateway. The RSIP host
SHOULD immediately transmit a DE-REGISTRATION_REQUEST with its old
client ID (which will generate another error, but this error SHOULD
be ignored by the host). At this point, the states of the RSIP host
and gateway have been synchronized, and a new RSIP session may be
established.

In the second case, all data that an RSIP host sends to the tunneled
interface of an RSIP server will either (1) be discarded silently,
(2) responded to with an ICMP Destination Unreachable message, such
as "Communication Administratively Prohibited", or (3) blindly routed
to the intended destination. In all of the above cases, the RSIP
gateway will not have an explicit method to notify the RSIP host of
the problem. To prevent a long term communications outage, small
lease times of several minutes can be set by the RSIP gateway.

In the third case, the RSIP gateway SHOULD discard all incoming
packets and/or respond with ICMP Port Unreachable messages.

10.3. General Gateway Policy

There is a significant amount of RSIP gateway policy that may be
implemented, but is beyond the scope of this document. We expect
that most of this policy will be site-specific or implementation-
specific and therefore do not make any recommendations. Examples of
general gateway policy include:

- How ports are allocated to RSIP hosts.
- Preferred length of lease times.

----------------------------------------------------------------[Page 38]

- How flow policy is applied to which hosts.
- How an RSIP gateway with multiple public IP addresses that may
be leased by RSIP clients determines how to partition
and/or lease these addresses.

10.4. Errors Not From the RSIP Protocol

Once an RSIP host and gateway have established a relationship and the
host is assigned resources to use, error may occur due to the host's
misuse of the resources or its attempting to use unassigned
resources. The following error behavior is defined:

- If a host attempts to use a local address which it has not been
allocated, the RSIP gateway MUST drop the associated packet(s)
and send the host an ERROR_RESPONSE containing the
LOCAL_ADDR_UNALLOWED error.

- If a host attempts to use a local address / port tuple which it
has not been allocated, the RSIP gateway MUST drop the
associated packet(s) and send the host an ERROR_RESPONSE
containing the LOCAL_ADDRPORT_UNALLOWED error.

- If a host attempts to contact a remote address which has not
been properly specified or otherwise approved (e.g., via an
ASSIGN_RESPONSE_RSAP-IP and macro or micro based remote flow
policy), the RSIP gateway MUST drop the associated packet(s)
and send the host an ERROR_RESPONSE containing the
REMOTE_ADDR_UNALLOWED error.

- If a host attempts to contact a remote address / port tuple
which has not been properly specified or otherwise approved
(e.g., via an ASSIGN_RESPONSE_RSAP-IP and micro based remote
flow policy), the RSIP gateway MUST drop the associated
packet(s) and send the host an ERROR_RESPONSE containing the
REMOTE_ADDRPORT_UNALLOWED error.

- If a host attempts to establish or use an improper tunnel type,
the RSIP gateway MUST respond with an ERROR_RESPONSE containing
the BAD_TUNNEL_TYPE error.

- If the RSIP gateway's detects a local fault which prevents its
RSIP server module from continuing operation, the RSIP gateway
MUST respond with an ERROR_RESPONSE containing the
INTERNAL_SERVER_ERROR error.

----------------------------------------------------------------[Page 39]

10.5. Address and Port Requests and Allocation

Regardless of local flow policy, an RSIP host may "suggest" that it
would like to use a particular local address and/or port number in a
particular binding. An RSIP gateway that cannot grant such a
request, because the specified resources are already in use, MUST
respond with an ERROR_RESPONSE containing the LOCAL_ADDR_INUSE or
LOCAL_ADDRPORT_INUSE values.

10.6. Local Gateways and Flow Policy Interaction

An RSIP host may initialize a publically accessible gateway (such as
an FTP or HTTP gateway) by transmitting a LISTEN_REQUEST message to
an RSIP gateway and receiving a LISTEN_RESPONSE. However, unless no
remote flow policy is used, the gateway will have to specify the
address or address and port of a single remote host that will be
allowed to contact it. Obviously, such as restriction is not very
useful for hosts that require their gateways to be accessible by any
remote host.

 This indicates that there is a conflict between flow-based policy and
support for gateways. The main purpose of enforcing flow-based
policy for LISTEN_REQUESTs is that it allows an RSIP gateway tight
control over how an RSIP host uses ports and the associated
accounting. For example, an RSIP host, operating under remote
micro-flow based policy and using a protocol such as FTP, will have
to specify the address and port that it will receive FTP data on, as
well as the address and port that the gateway will transmit data
from, in a LISTEN_REQUEST.

In general, an RSIP gateway may not allow arbitrary hosts to start
public gateways because of the traffic and security concerns. Thus,
we recommend that if remote micro-flow based policy is used, that an
RSIP gateway only allow public gateways on RSIP hosts via
administrative override.

Currently, RSIP hosts can only be identified by their local IP
address or MAC address.

11. Security Considerations

RSIP, in and of itself, does not provide security. It may provide
the illusion of security or privacy by hiding a private address
space, but security can only be ensured by the proper use of security
protocols and cryptographic techniques.

----------------------------------------------------------------[Page 40]

An RSIP gateway should take all measures deemed necessary to prevent
its hosts from performing intentional or unintentional denial-of-
service attacks by request large sets of resources.

Currently, RSIP hosts can only be identified by their local IP
address or, in some cases, MAC address. It is desirable to allow
RSIP messages sent between a host and gateway to be authenticated.
Further discussion of such authentication can be found in [RSIP-
FRAME].

Discussion of RSIP support for end-to-end IPsec can be found in
[RSIP-IPSEC].

12. IANA Considerations

All of the designations below have been registered by the IANA.

- RSIP port number: 4555
- RSIP error codes (see Appendix A).
- RSIP message type codes (see Appendix B).
- RSIP tunnel types, methods, and flow policies.

RSIP parameter values are designated as follows:

- 0 Reserved
- 1-240 Assigned by IANA
- 241-255 Reserved for private use

New registrations for the above namespaces are recommended to be
allocated via the Specification Required method documented in
[RFC2434].

13. Acknowledgements

The authors would like to specifically thank Gabriel Montenegro, Pyda
Srisuresh, Brian Carpenter, Eliot Lear, Dan Nessett, Gary Jaszewski,
Naveen Rajanikantha, Sudhakar Ramakrishna, Jim March, and Rick Cobb
for their input. The IETF NAT working group as a whole has been
extremely helpful in the ongoing development of RSIP.

----------------------------------------------------------------[Page 41]

14. Appendix A: RSIP Error Numbers

This section provides descriptions for the error values in the RSIP
error parameter.

All errors are grouped into the following categories:

100's: General errors.

101: UNKNOWN_ERROR. An error that cannot be identified has
occurred. This error should be used when all other error
messages are inappropriate.

102: USE_TCP. A host has attempted to use UDP on a server that
only supports TCP.

103: FLOW_POLICY_VIOLATION: A host has not specified address or
port information in enough detail for its assigned flow policy.

104: INTERNAL_SERVER_ERROR: An RSIP server application has
detected an unrecoverable error within itself or the RSIP
gateway.

105: MESSAGE_COUNTER_REQUIRED: An RSIP host did not use a message
counter parameter in a situation in which it should have.

106: UNSUPPORTED_RSIP_VERSION: An RSIP host sent a message with a
version number that is not supported by the RSIP gateway.

200's: Parameter and message errors. The gateway uses these errors
when it detects that a parameter or message is malformed, as well
as when it does not understand a parameter or message.

201: MISSING_PARAM. The request does not contain a required
parameter.

202: DUPLICATE_PARAM. The request contains an illegal duplicate
     parameter.

203: EXTRA_PARAM. The request contains a parameter that it should
not.

204: ILLEGAL_PARAM. The gateway does not understand a parameter
type.

205: BAD_PARAM. A parameter is malformed.

----------------------------------------------------------------[Page 42]

206: ILLEGAL_MESSAGE. The gateway does not understand the message
type. The message type is neither mandatory nor optional.

207: BAD_MESSAGE. A message is malformed and gateway parsing
failed.

208: UNSUPPORTED_MESSAGE: The host has transmitted an optional
message that the gateway does not support.

300's: Permission, resource, and policy errors. The gateway uses
these errors when a host has attempted to do something that it is
not permitted to do, or something that violated gateway policy.

301: REGISTER_FIRST. The RSIP host has attempted to request or
use resources without registering.

302: ALREADY_REGISTERED. The host has attempted to register again
without first de-registering.

303: ALREADY_UNREGISTERED. The host has attempted to de-register
but it is already in the unregistered state.

304: REGISTRATION_DENIED. The gateway will not allow the host to
register.

305: BAD_CLIENT_ID. The host has referred to itself with the
wrong client ID.

306: BAD_BIND_ID. The request refers to a bind ID that is not
valid for the host.

307: BAD_TUNNEL_TYPE. The request refers to a tunnel type that is
not valid for the host.

308: LOCAL_ADDR_UNAVAILABLE. The gateway is currently not able to
allocate ANY local address, but the host may try again later.

309: LOCAL_ADDRPORT_UNAVAILABLE. The gateway is currently not
able to allocate ANY local IP address / port tuple of the
requested magnitude (i.e., number of ports), but the host may
try again later.

310: LOCAL_ADDR_INUSE. The gateway was not able to allocate the
requested local address because it is currently used by another
entity.

----------------------------------------------------------------[Page 43]

311: LOCAL_ADDRPORT_INUSE. The gateway was not able to allocate
the requested local address / port tuple because it is
currently used by another entity.

312: LOCAL_ADDR_UNALLOWED. The gateway will not let the host use
the specified local IP address due to policy.

313: LOCAL_ADDRPORT_UNALLOWED. The gateway will not let the host
use the specified local address / port pair due to policy.

314: REMOTE_ADDR_UNALLOWED. The gateway will not allow the host
to establish a session to the specified remote address.

315: REMOTE_ADDRPORT_UNALLOWED. The gateway will not allow the
host to establish a session to the specified remote address /
port tuple.

400's: IPsec errors. All errors specific to RSIP / IPsec operation.
See [RSIP-IPSEC].

15. Appendix B: Message Types

This section defines the values assigned to RSIP message types. We
also indicate which RSIP entity, host or gateway, produces each
messages, and whether it is mandatory or optional. All *_REQUEST
  messages are only to be implemented on hosts, while all *_RESPONSE
messages are only to be implemented on gateways. RSIP
implementations (both host and gateway) MUST support all mandatory
messages in order to be considered "RSIP compliant".

----------------------------------------------------------------[Page 44]

 
   Value    Message                 Implementation     Status
   ------------------------------------------------------------
    1     ERROR_RESPONSE                gateway        mandatory
    2     REGISTER_REQUEST              host           mandatory
    3     REGISTER_RESPONSE             gateway        mandatory
    4     DE-REGISTER_REQUEST           host           mandatory
    5     DE-REGISTER_RESPONSE          gateway        mandatory
    6     ASSIGN_REQUEST_RSA-IP         host           optional
    7     ASSIGN_RESPONSE_RSA-IP        gateway        optional
    8     ASSIGN_REQUEST_RSAP-IP        host           mandatory
    9     ASSIGN_RESPONSE_RSAP-IP       gateway        mandatory
   10     EXTEND_REQUEST                host           mandatory
   11     EXTEND_RESPONSE               gateway        mandatory
   12     FREE_REQUEST                  host           mandatory
   13     FREE_RESPONSE                 gateway        mandatory
   14     QUERY_REQUEST                 host           optional
   15     QUERY_RESPONSE                gateway        mandatory
   16     LISTEN_REQUEST                host           optional
   17     LISTEN_RESPONSE               gateway        optional
 

16. Appendix C: Example RSIP host/gateway transactions

In this appendix, we present an exemplary series of annotated
transactions between an RSIP host and an RSIP gateway. All host to
gateway traffic is denote by `C --> S' and all gateway to host
traffic is denoted by `S --> C'. Parameter values are denoted inside
of parentheses. Versions, message types, and overall lengths are not
included in order to save space. "Don't care" values are indicated
by 0's.

A ports parameter is represented by the number of ports followed by
the port numbers, separated by dashes. For example, 2-1012-1013
indicates two ports, namely 1012 and 1013, while 16-10000 indicates
16 ports, namely 10000-10015, and 4-0 indicates four ports, but the
sender doesn't care where they are.

IPv4 addresses are assumed.

16.1. RSAP-IP with Local Macro-flow Based Policy and No Remote Flow
Policy

This example exhibits the loosest policy framework for RSAP-IP.

C --> S: REGISTER_REQUEST ()

The host attempts to register with the gateway.

----------------------------------------------------------------[Page 45]

S --> C: REGISTER_RESPONSE (Client ID = 1, Local Flow Policy =
Macro, Remote Flow policy = None, Lease Time = 600)

The gateway responds, assigning a Client ID of 1, local macro-
flow based policy and no remote flow policy. No RSIP method is
indicated, so RSAP-IP is assumed. No tunnel type is indicated,
so IP-IP is assumed. A lease time of 600 seconds is assigned.

C --> S: ASSIGN_REQUEST_RSAP-IP: (Client ID = 1, Address (local) =
0, Ports (local) = 4-0, Address (remote) = 0, Ports (remote) =
0, Lease Time = 3600)

The host requests an address and four ports to use with it, but
doesn't care which address or ports are assigned. The host
does not specify the remote address or ports either. The host
suggests a lease time of 3600 seconds.

S --> C: ASSIGN_RESPONSE_RSAP-IP: (Client ID = 1, Bind ID = 1,
Address (local) = 149.112.240.156, Ports (local) = 4-1234,
Address (remote) = 0, Ports (remote) = 0, Lease Time = 1800,
Tunnel Type = IP-IP)

The gateway responds by indicating that a bind ID of 1 has been
assigned to IP address 149.112.240.156 with ports 1234-1237.
Any remote host may be communicated with, using any remote port
number. The lease time has been assigned to be 1800 seconds,
and the tunnel type is confirmed to be IP-IP.

The host is now able to communicate with any host on the public
network using these resources.

C --> S: QUERY_REQUEST: (Client ID = 1, Indicator = network,
Address (network) = 10.20.60.0, Address (netmask)
255.255.255.0)

The host asks the gateway if the network 10.20.60.0/24 is
local.

S --> C: QUERY_RESPONSE: (Client ID = 1, Indicator = network,
Address (network) = 10.20.60.0, Address (netmask) =
255.255.255.0)

The gateway responds indicating that the network in question is
local.

C --> S: ASSIGN_REQUEST_RSAP-IP: (Client ID = 1, Address (local) =
149.112.240.156, Ports (local) = 8-1238, Address (remote) = 0,
Ports (remote) = 0, Lease Time = 1800)

----------------------------------------------------------------[Page 46]

The host requests eight more particular ports for use with
RSAP-IP with the same address. A lease of 1800 seconds is
requested. IP-IP tunneling is implied by default.

S --> C: ASSIGN_RESPONSE_RSAP-IP: (Client ID = 1, Bind ID = 2,
Address (local) = 149.112.240.156, Ports (local) = 8-1305,
Address (remote) = 0, Ports (remote) = 0, Lease Time = 1800)

The gateway grants the request with the same address, but with
a different set of ports. IP-IP tunneling is implied by
default.

C --> S: FREE_REQUEST (Client ID = 1, Bind ID = 1)

The host frees bind ID 1; i.e., ports 1234-1237 from IP address
149.112.240.156. Note that the address itself is still
  assigned to the host because the host is still assigned ports
1305-1314.

S --> C: FREE_RESPONSE (Client ID = 1, Bind ID = 1)

The gateway acknowledges that Bind ID 1 has been freed.

C --> S: EXTEND_REQUEST (Client ID = 1, Bind ID = 2, Lease Time =
1800)

The host request that the lease on bind ID 1 be extended for
1800 seconds.

S --> C: EXTEND_RESPONSE (Client ID = 1, Bind ID = 2, Lease Time =
1800)

The gateway confirms the request.

S --> C: FREE_RESPONSE (Client ID = 1, Bind ID = 2)

The gateway forces the host to free the resources of bind ID 2.

C --> S: DE-REGISTER_REQUEST (Client ID = 1)

The host de-registers with the sever.

S --> C: DE-REGISTER_RESPONSE (Client ID = 1)

    The gateway acknowledges that the host has de-registered.

----------------------------------------------------------------[Page 47]

16.2. RSAP-IP with Local Micro-flow Based Policy and Remote Micro-
flow Based Policy

This example exhibits the strictest policy framework for RSAP-IP.

C --> S: REGISTER_REQUEST ()

The host attempts to register with the gateway.

S --> C: REGISTER_RESPONSE (Client ID = 5, Local Flow Policy =
Micro, Remote Flow policy = Micro, RSIP Method = RSAP-IP, RSIP
Method = RSA-IP, Tunnel Type = IP-IP, Tunnel Type = GRE, Lease
Time = 600)

The gateway responds, assigning a Client ID of 5, local micro-
flow based policy and remote micro-flow based policy. Both
RSAP-IP and RSA-IP are supported. Both IP-IP and GRE tunnel
types are supported. A lease time of 600 seconds is assigned.

C --> S: ASSIGN_REQUEST_RSAP-IP: (Client ID = 5, Address (local) =
0, Ports (local) = 0, Address (remote) = 38.196.73.6, Ports
   (remote) = 21, Lease Time = 600, Tunnel Type = IP-IP)

The host requests a local address and a port assignment to use
with it. The host indicates that it wants to contact host
38.196.73.6 at port 21 (FTP control). The host requests a
lease time of 600 seconds and a tunnel type of IP-IP.

S --> C: ASSIGN_RESPONSE_RSAP-IP: (Client ID = 5, Bind ID = 1,
Address (local) = 149.112.240.156, Ports (local) = 2049,
Address (remote) = 38.196.73.6, Ports (remote) = 21, Lease Time
= 600, Tunnel Type = IP-IP)

The gateway responds by indicating that a bind ID of 1 has been
assigned to IP address 149.112.240.156 with port 2049. Only
host 38.196.73.6 at port 21 may be contacted. The lease time
has been assigned to be 600 seconds, and the tunnel type is
confirmed to be IP-IP.

C --> S: LISTEN_REQUEST: (Client ID = 5, Address (local) =
149.112.240.156, Ports (local) = 2050, Address (remote) =
38.196.73.6, Ports (remote) = 20)

  The host requests a listen port 2050 at the same address that
it has been assigned. Only host 38.196.73.6 from ports 20 (FTP
data) will be able to contact it.

----------------------------------------------------------------[Page 48]

S --> C: LISTEN_RESPONSE: (Client ID = 5, Address (local) =
149.112.240.156, Ports (local) = 2050, Address (remote) =
38.196.73.6, Ports (remote) = 20, Lease Time = 600, Tunnel Type
= IP-IP)

The gateway confirms the request and assigns a lease time of
600 seconds and a tunnel type of IP-IP.

C --> S: DE-REGISTER_REQUEST (Client ID = 5)

The host de-registers with the sever.

S --> C: DE-REGISTER_RESPONSE (Client ID = 5)

The gateway acknowledges that the host has de-registered. All
of the host's bindings have been implicitly revoked.

16.3. RSA-IP with Local Macro-flow Based Policy and Remote Macro-
flow based Policy

This example exhibits a medium level of control for RSA-IP.

C --> S: REGISTER_REQUEST ()

The host attempts to register with the gateway.

S --> C: REGISTER_RESPONSE (Client ID = 3, Local Flow Policy =
Macro, Remote Flow policy = Macro, RSIP Method = RSAP-IP, RSIP
Method = RSA-IP, Tunnel Type = IP-IP, Tunnel Type = L2TP, Lease
Time = 600)

The gateway responds, assigning a Client ID of 3, local macro-
flow based policy and remote macro-flow based policy. Both
RSAP-IP and RSA-IP are supported. Both IP-IP and L2TP tunnel
types are supported. A lease time of 600 seconds is assigned.

C --> S: ASSIGN_REQUEST_RSA-IP: (Client ID = 3, Address (local) =
0, Address (remote) = www.foo.com, Ports (remote) = 0, Lease
Time = 3600, Tunnel Type = IP-IP)

The host requests a local address and indicates that it wants
to contact host www.foo.com.

S --> C: ERROR_RESPONSE: (Error = REMOTE_ADDR_UNALLOWED, Client ID
= 3)

The gateway indicates that the host is not permitted to
establish communication with www.foo.com.

----------------------------------------------------------------[Page 49]

C --> S: ASSIGN_REQUEST_RSA-IP: (Client ID = 3, Address (local) =
0, Address (remote) = www.bar.com, Ports (remote) = 0, Lease
Time = 3600, Tunnel Type = IP-IP)

The host requests a local address and indicates that it wants
to contact host www.bar.com.

S --> C: ASSIGN_RESPONSE_RSA-IP: (Client ID = 3, Bind ID = 1,
Address (local) = 149.112.240.17, Address (remote) =
www.bar.com, Ports (remote) = 0, Lease Time = 3600, Tunnel Type
= IP-IP)

The gateway responds by granting local IP address
149.112.240.17 to the host, and permitting it to communicate
with www.bar.com, at any port. Requested lease time and tunnel
type are also granted.

C --> S: DE-REGISTER_REQUEST (Client ID = 3)

The host de-registers with the sever.

S --> C: DE-REGISTER_RESPONSE (Client ID = 3)

The gateway acknowledges that the host has de-registered. All
  of the host's bindings have been implicitly revoked.

17. Appendix D: Example RSIP host state diagram

This appendix provides an exemplary diagram of RSIP host state. The
host begins in the unregistered state. We assume that for UDP, if a
message is lost, the host will timeout and retransmit another copy of
it. We recommend a 7-fold binary exponential backoff timer for
retransmissions, with the first timeout occurring after 12.5 ms.
This diagram does not include transitions for the LISTEN_REQUEST
message.

----------------------------------------------------------------[Page 50]

 

 
                        send
                  REGISTER_REQUEST
     +------------+              +------------+
     |            |------------->|Registration|<-- timeout/send
+--->|Unregistered|<-------------|  Pending   |--- REGISTER_REQUEST
|    |            |              +------------+
|    +------------+ 7th timeout/recv    |
|          ^         ERROR_RESPONSE     |
|          |                            |
|          |                            |
|          |7th timeout/recv            |recv              timeout/send
|          |DE-REGISTER_RESPONSE        |REGISTER_RESPONSE QUERY_REQUEST
|          |                            |                        ^  |
|          |                            |                        |  |
|          |                            |            send        |  |
|          |            send DE-        v        QUERY_REQUEST   |  |
| +----------------+ REGISTER_REQUEST+----------+          +----------+
| |   Registered   |<----------------|          |--------->|Registered|
| | De-registration|                 |Registered|          |   Query  |
| |    Pending     |---------------->|          |<---------|  Pending |
| +----------------+      recv       +----------+          +----------+
|         | ^        ERROR_RESPONSE        ^  |   7th timeout/recv
|         | |                              |  |  QUERY_RESPONSE or
|    timeout/send                          |  |    ERROR_RESPONSE
| DE-REGISTER_REQUEST      7th timeout/recv|  |
|                           ERROR_RESPONSE |  |
|                                          |  |
| +----------------+                       |  |
| |Go to Registered|                       |  |send
| +----------------+                       |  |ASSIGN_REQUEST
|         ^                   timeout/send |  |
|         |Yes                FREE_REQUEST |  |
|         +                       |  |     |  |
|       +   +                     v  |     |  v
|     +       +   7th timeout/ +--------+ +----------+
|   +  Are all  +      recv    |  Free  | |Assignment|<--timeout/send
| +   resources   +<-----------|Pending | |  Pending |---ASSIGN_REQUEST
|   +   freed?  + FREE_RESPONSE+--------+ +----------+
|     +       +                    ^ |         |
|       +   +                      | |         |
|         +                        | |         |recv
|         |No                 send | |recv     |ASSIGN_RESPONSE
|         v           ERROR_REQUEST| |ERROR_   |
| +---------------+                | |RESPONSE |
| | Go to Assigned|                | |         | 7th timeout/recv
| +---------------+                | |         | QUERY_RESPONSE or
|                       recv       | |         | ERROR_RESPONSE
| +---------------+ERROR_RESPONSE  | v         v          +-----------+
 
----------------------------------------------------------------[Page 51]
 
| |    Assigned   |-------------->+-------------+-------->|  Assigned |
+>|De-registration|               |   Assigned  |         |   Query   |
  |    Pending    |<--------------+-------------+<--------|  Pending  |
  +---------------+      send            ^  |             +-----------+
        ^  |       DE-REGISTER_REQUEST   |  |         send         ^ |
        |  |                             |  |     QUERY_REQUEST    | |
        |  |                             |  |                      | |
    timeout/send        7th/timeout/recv |  |send                  | |
    DE-REGISTER_         ASSIGN_RESPONSE |  |ASSIGN_REQUEST timeout/send
      REQUEST           or ERROR_RESPONSE|  |              QUERY_REQUEST
                                         |  |
                                         |  v
                                     +----------+
                                     | Assigned |
                                     |Assignment|
                                     | Pending  |
                                     +----------+
                                         ^  |
                                         |  |
                                     timeout/send
                                    ASSIGN_REQUEST
 

18. References

[RFC1918] Rekhter, Y., Moskowitz, B., Karrenberg, D., de Groot,
G.J. and E. Lear, "Address Allocation for Private
Internets", BCP 5, RFC 1918, February 1996.

[RFC2119] Bradner, S., "Key words for use in RFCs to indicate
requirement levels", BCP 14, RFC 2119, March 1997.

[RFC2434] Narten, T. and H. Alvestrand, "Guidelines for Writing an
IANA Considerations Section in RFCs", BCP 26, RFC 2434,
October 1998.

[RFC2663] Srisuresh, P. and M. Holdrege, "IP Network Address
Translator (NAT) Terminology and Considerations", RFC
2663, August 1999.

[RSIP-FRAME] Borella, M. Lo, J., Grabelsky, D. and G. Montenegro,
"Realm Specific IP: Framework", RFC 3102, October 2001.

[RSIP-IPSEC] Montenegro, G. and M. Borella, "RSIP Support for End-
to-end IPSEC", RFC 3104, October 2001.

----------------------------------------------------------------[Page 52]

19. Authors' Addresses

Michael Borella
CommWorks
3800 Golf Rd.
Rolling Meadows IL 60008

Phone: (847) 262-3083
EMail: mike_borella@commworks.com


David Grabelsky
CommWorks
3800 Golf Rd.
Rolling Meadows IL 60008

Phone: (847) 222-2483
EMail: david_grabelsky@commworks.com


Jeffrey Lo
Candlestick Networks, Inc
70 Las Colinas Lane,
San Jose, CA 95119

Phone: (408) 284 4132
EMail: yidarlo@yahoo.com


Kunihiro Taniguchi
NEC USA
C&C Research Labs.
110 Rio Robles
San Jose, CA 95134

Phone: (408) 943-3031
EMail: taniguti@ccrl.sj.nec.com

----------------------------------------------------------------[Page 53]

20. Full Copyright Statement

Copyright (C) The Internet Society (2001). All Rights Reserved.

This document and translations of it may be copied and furnished to
others, and derivative works that comment on or otherwise explain it
or assist in its implementation may be prepared, copied, published
and distributed, in whole or in part, without restriction of any
kind, provided that the above copyright notice and this paragraph are
included on all such copies and derivative works. However, this
document itself may not be modified in any way, such as by removing
the copyright notice or references to the Internet Society or other
Internet organizations, except as needed for the purpose of
developing Internet standards in which case the procedures for
copyrights defined in the Internet Standards process must be
followed, or as required to translate it into languages other than
English.

The limited permissions granted above are perpetual and will not be
revoked by the Internet Society or its successors or assigns.

This document and the information contained herein is provided on an
"AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
  TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.

Acknowledgement

Funding for the RFC Editor function is currently provided by the
Internet Society.

----------------------------------------------------------------[Page 54]


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